Fee-only Approach

East Rock Financial Services is a fee-only firm. We never accept sales commissions, nor do we pitch investment products that benefit us financially. We accept a limited number of new clients each year.

Comprehensive Financial Planning

East Rock does a comprehensive analysis of your financial situation and issues recommendations. We charge a flat fee between $4,750 and $6,750, depending on complexity. We will have a phone call with you, then give you a written quote. 

Investment Management

East Rock provides direct investment management with ongoing monitoring and re-balancing of your portfolio. For new clients, fees are 0.75% per year for the first $1 million, 0.50% for the next $9 million, 0.25% on the next $5 million, and 0.10% on amounts over $15 million. Ongoing financial planning and advice is included. We have a minimum quarterly fee of $4,000 for new clients.